OTA Financial Group L.P.

Q4 2014 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
12/31/2014
Value ($000)
$141,297
Num holdings
75
Date filed
2/12/2015
Form type
13F-HR
Prev filing
11/13/2014
Next filing
5/11/2015
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA SWAPS LLC 028-12833