GUGGENHEIM CAPITAL LLC

Q1 2015 13F Detailed Holdings

Location
Chicago, IL
Holdings as of
3/31/2015
Value ($000)
$42,319,631
Num holdings
6,350
Date filed
5/15/2015
Form type
13F-HR
Prev filing
2/17/2015
Next filing
8/14/2015
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
This filing has been restated, see here for the amended filing
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
3 SECURITY INVESTORS LLC 028-01689
4 Guggenheim Investment Advisors (Hong Kong) Ltd 028-14372
5 Guggenheim Partners Investment Management, LLC 028-12837
6 SEI INVESTMENTS CO 028-16454
7 Transparent Value Advisors LLC