GUGGENHEIM CAPITAL LLC

Q4 2013 13F Detailed Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Value ($000)
$32,909,948
Num holdings
6,749
Date filed
2/14/2014
Form type
13F-HR
Prev filing
Next filing
5/16/2014
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, INC. 028-12550
3 SECURITY INVESTORS LLC 028-01689
4 Guggenheim Investment Advisors (Hong Kong) Ltd 028-14372
5 Guggenheim Partners Investment Management, LLC 028-12837
6 Guggenheim Global Trading, LLC 028-15268