LADENBURG THALMANN FINANCIAL SERVICES INC

Q3 2016 13F Detailed Holdings

Location
Miami, FL
Holdings as of
9/30/2016
Value ($000)
$6,676,097
Num holdings
12,471
Date filed
11/14/2016
Form type
13F-HR
Prev filing
8/15/2016
Next filing
2/14/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 SECURITIES AMERICA ADVISORS INC 028-12574
2 Ladenburg Thalmann Asset Management 028-13809
3 KMS FINANCIAL SERVICES, INC 028-15569
4 Arbor Point Advisors, LLC 028-16922
5 SSN Advisory, Inc. 028-16924
6 Triad Hybrid Solutions, LLC 028-17514