| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | LEGG MASON, INC. | 028-01700 |
| 2 | QS BATTERYMARCH FINANCIAL MANAGEMENT, INC | 028-00377 |
| 3 | QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC | 028-15513 |