Q3 2019 13F Detailed Holdings
-
Location
-
Charlotte, NC
-
Holdings as of
-
9/30/2019
-
Value ($000)
-
$2,805,906
-
Num holdings
-
851
-
Date filed
-
11/14/2019
-
Form type
-
13F-HR
-
Note
-
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
| Sym |
Issuer Name |
Cl |
CUSIP |
Value ($000) |
% |
Shares |
Principal |
Option Type |
Discretion |
Other Manager |
Sole |
Shared |
None |
Other Managers
| Num |
Name |
File Number |
| 1 |
FIRST FINANCIAL EQUITY CORPORATION |
028-18080 |
| 2 |
Vivaldi Capital Management, LLC |
028-18047 |
| 3 |
CENTAURUS FINANCIAL, INC. |
028-18315 |
| 4 |
Belpointe Asset Management LLC |
028-18182 |
| 5 |
Ausdal Financial Partners, Inc. |
028-17378 |
| 6 |
Executive Wealth Management, LLC |
028-19423 |
| 7 |
Pinnacle Wealth Planning Services, Inc. |
028-18382 |
| 8 |
BCJ Capital Management, LLC |
028-19440 |
| 9 |
WEALTHSOURCE PARTNERS, LLC |
028-17456 |
| 10 |
Compton Wealth Advisory Group, LLC |
028-19117 |
| 11 |
Peak Capital Management LLC |
028-18093 |
| 12 |
Harwood Advisory Group, LLC |
028-17491 |
| 13 |
WealthBridge Capital Management, LLC |
028-19275 |