| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | RAMIUS ADVISORS LLC | 028-10674 |
| 2 | COWEN & COMPANY, LLC | 028-04125 |
| 3 | COWEN EXECUTION SERVICES LLC | |
| 4 | Cowen Investment Management LLC | 028-13626 |
| 5 | Margate Capital Management LP | 028-18662 |