National Planning Corp

Q3 2017 13F Detailed Holdings

Location
El Segundo, CA
Holdings as of
9/30/2017
Value ($000)
$489,046
Num holdings
451
Date filed
11/13/2017
Form type
13F-HR
Prev filing
8/2/2017
Next filing
2/14/2018
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
This filing has been restated, see here for the amended filing
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 PRUDENTIAL PLC 028-03582