National Planning Corp

Q3 2016 13F Detailed Holdings

Location
El Segundo, CA
Holdings as of
9/30/2016
Value ($000)
$1,259,309
Num holdings
658
Date filed
11/10/2016
Form type
13F-HR
Prev filing
8/9/2016
Next filing
2/7/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 PRUDENTIAL PLC 028-03582