| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | SANDERS MORRIS HARRIS INC. | 028-12760 |
| 2 | SMH CAPITAL ADVISORS INC | 028-10258 |
| 3 | Rikoon Group, LLC | 028-15479 |
| 4 | MILLER GREEN FINANCIAL SERVICES INC /ADV | 028-16804 |