| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None | 
|---|
| Num | Name | File Number | 
|---|---|---|
| 1 | Crowell Weedon | |
| 2 | D.A. Davidson | 028-07602 | 
| 3 | DavidsonTrust | 028-10302 | 
| 4 | Envestnet | |
| 5 | Equitas | |
| 6 | First American Bank | |
| 7 | FundQuest | |
| 8 | Stephens | |
| 9 | TD Ameritrade | |
| 10 | Wedbush Morgan |