| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None | 
|---|
| Num | Name | File Number | 
|---|---|---|
| 1 | UBS Financial Services Inc. | 028-11496 | 
| 17 | UBS Swiss Financial Advisors AG | 028-11603 | 
| 20 | UBS AG, New York Branch | 028-07344 |