Q1 2014 13F Detailed Holdings
-
Location
-
New York, NY
-
Holdings as of
-
3/31/2014
-
Value ($000)
-
$21,288,552
-
Num holdings
-
9,847
-
Date filed
-
5/12/2014
-
Form type
-
13F-HR
-
Note
-
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
Sym |
Issuer Name |
Cl |
CUSIP |
Value ($000) |
% |
Shares |
Principal |
Option Type |
Discretion |
Other Manager |
Sole |
Shared |
None |
Other Managers
Num |
Name |
File Number |
1 |
SUNAMERICA ASSET MANAGEMENT, LLC |
28-2725 |
2 |
FSC SECURITIES CORPORATION |
28-11910 |
3 |
SAGEPOINT FINANCIAL, INC. |
28-12857 |
4 |
ROYAL ALLIANCE ASSOCIATES, INC. |
28-14431 |