| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None | 
|---|
| Num | Name | File Number | 
|---|---|---|
| 1 | Ameriprise Financial, Inc. | 28-139 | 
| 2 | Columbia Management Investment Advisers, LLC | 28-10477 | 
| 3 | Ameriprise Trust Company | 28-1045 | 
| 4 | Ameriprise Certificate Company | 28-140 | 
| 5 | RiverSource Life Insurance Company | 28-143 | 
| 6 | RiverSource Life Insurance Company of New York | 28-1046 | 
| 10 | Threadneedle Asset Management Limited | 28-10644 | 
| 16 | Ameriprise Financial Services, Inc. | 28-14918 |