| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | NOMURA SECURITIES INTERNATIONAL INC | 028-04983 |
| 2 | NOMURA INTERNATIONAL PLC | 028-04985 |
| 4 | NOMURA GLOBAL FINANCIAL PRODUCTS INC | 028-15494 |