ROCKEFELLER FINANCIAL SERVICES INC

Q3 2016 13F Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2016
Value ($000)
$4,788,302
Num holdings
669
Date filed
10/28/2016
Form type
13F-HR
Prev filing
7/20/2016
Next filing
1/19/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO., INC. 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust CO Delaware 028-11086