Waddell & Reed Asset Strategy Fund, LLC

Form D Filings

Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
11/16/2016 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/16/2016 D/A 000139372516000272
11/12/2015 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/12/2015 D/A 000139372515000129
11/14/2014 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/13/2014 D/A 000139372514000157
11/14/2013 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/13/2013 D/A 000139372513000094
11/14/2012 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/13/2012 D/A 000139372512000136
11/14/2011 Pooled Investment Fund $0 $30,250,000 Indefinite Indefinite 8/31/2009 11/14/2011 D/A 000139372511000165
10/15/2010 Pooled Investment Fund $30,250,000 $30,250,000 Indefinite Indefinite 8/31/2009 10/15/2010 D/A 000139372510000159
8/27/2009 Pooled Investment Fund $0 $0 Indefinite Indefinite 8/27/2009 D 000139372509000145