BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE GLOBAL ALPHA EQUITY FUND

Form D Filings

Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
4/28/2014 Pooled Investment Fund $140,011,560 $442,816,858 Indefinite Indefinite 11/15/2011 4/28/2014 D/A 000160521714000005
3/11/2013 Pooled Investment Fund $196,809,164 $302,805,298 Indefinite Indefinite 11/15/2011 3/11/2013 D/A 000157108713000008
3/9/2012 Pooled Investment Fund $5,996,134 $105,996,134 Indefinite Indefinite 11/15/2011 3/9/2012 D/A 000154095112000024
11/23/2011 Pooled Investment Fund $100,000,000 $100,000,000 Indefinite Indefinite 11/15/2011 11/23/2011 D/A 000153441811000002
3/10/2011 Pooled Investment Fund $0 $0 Indefinite Indefinite 3/10/2011 D/A 000150966811000066
3/10/2010 Pooled Investment Fund $0 Indefinite Indefinite 3/10/2010 D/A 000145902410000002